I am appalled that the SEC thinks they have the right to tell how and when is acceptable for me to invest in any instrument. I am a frequent investor in leveraged and inverse funds and demand that you take no actions that infringe in any way on my ability to continue to do so. These investments should be available to all, not just to a privileged few. I insist that you drop all planned actions that interfere with my ability to make such investments or in any way hinder my ability to freely invest as I choose.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Allen Sueirro Comment On Regulatory Notice 22-08
I am appalled that the SEC thinks they have the right to tell how and when is acceptable for me to invest in any instrument. I am a frequent investor in leveraged and inverse funds and demand that you take no actions that infringe in any way on my ability to continue to do so. These investments should be available to all, not just to a privileged few. I insist that you drop all planned actions that interfere with my ability to make such investments or in any way hinder my ability to freely invest as I choose.