I feel that stopping the general public from obtaining the same possibilities allowed to those that are currently considered captains of industry is atrocious. It feels like the haves and the have not all over again while the government helps them suppress the potential of the common man in the name of government regulation. It is really just those in big business making sure people don't have the opportunity to thrive without paying them a percentage. This is unconstitutional at its best. We act as if the top companies in this world didn't get to where they are without shady dealings, but yet we should buy into this current state of affairs and pay the government and these companies for the right to exist.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Allan Hunter Comment On Regulatory Notice 22-08
I feel that stopping the general public from obtaining the same possibilities allowed to those that are currently considered captains of industry is atrocious. It feels like the haves and the have not all over again while the government helps them suppress the potential of the common man in the name of government regulation. It is really just those in big business making sure people don't have the opportunity to thrive without paying them a percentage. This is unconstitutional at its best. We act as if the top companies in this world didn't get to where they are without shady dealings, but yet we should buy into this current state of affairs and pay the government and these companies for the right to exist.