Please STOP your efforts to limit myself as an investor to own and trade leveraged and inverse investments. When a regulator like you restricts freedom you actually create more problems than what you think are attempting to fix or repair. Investors in these type of funds actually do know what they are doing. Please stop your restrictions of freedom.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Alfred Hencken Comment On Regulatory Notice 22-08
Please STOP your efforts to limit myself as an investor to own and trade leveraged and inverse investments. When a regulator like you restricts freedom you actually create more problems than what you think are attempting to fix or repair. Investors in these type of funds actually do know what they are doing. Please stop your restrictions of freedom.