Alexander Moore Comment On Regulatory Notice 22-08
Alexander Moore
N/A
If options, futures, and crypto are all fair game, so should these investment devices. I agree with having to sign a waiver and apply to trade them, but banning these funds is not in the best interests of Americans.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Alexander Moore Comment On Regulatory Notice 22-08
If options, futures, and crypto are all fair game, so should these investment devices. I agree with having to sign a waiver and apply to trade them, but banning these funds is not in the best interests of Americans.