Gentlemen: I am a 75 year old retired individual who has been involved in the investment world for decades. I have chosen over the years to divest my funds for the sake of my older children, my grandchildren, and now younger children again. I am proud to be an older Dad. I need to have the ability to continue investing in investment strategies that fit for all ages, especially for youngsters who will need college education when I'm gone. I am strongly opposed to restricting my right to invest. Frankly, it's my choice not regulators.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Alan Loomis Comment On Regulatory Notice 22-08
Gentlemen: I am a 75 year old retired individual who has been involved in the investment world for decades. I have chosen over the years to divest my funds for the sake of my older children, my grandchildren, and now younger children again. I am proud to be an older Dad. I need to have the ability to continue investing in investment strategies that fit for all ages, especially for youngsters who will need college education when I'm gone. I am strongly opposed to restricting my right to invest. Frankly, it's my choice not regulators.