Dear FINRA. Please do not restrict access to leveraged products for individual investors. These should be available as a portfolio management tool. Have brokerage firms provide an extra disclose if needed but do not remove investors access to these helpful wealth creating tools.
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Adam Swantner Comment On Regulatory Notice 22-08
Dear FINRA. Please do not restrict access to leveraged products for individual investors. These should be available as a portfolio management tool. Have brokerage firms provide an extra disclose if needed but do not remove investors access to these helpful wealth creating tools.