Dear FINRA. Please do not restrict access to leveraged products for individual investors. These should be available as a portfolio management tool. Have brokerage firms provide an extra disclose if needed but do not remove investors access to these helpful wealth creating tools.
Adam Swantner Comment On Regulatory Notice 22-08
Dear FINRA. Please do not restrict access to leveraged products for individual investors. These should be available as a portfolio management tool. Have brokerage firms provide an extra disclose if needed but do not remove investors access to these helpful wealth creating tools.