I am a big boy enough to make investment decisions without your intervention. On the other hand, I cant control the obvious manipulation from larger investment banks that continues unpunished in many of the markets FINRA is supposed to be monitoring. It would be appreciated if current regulations could be enforced instead of burdening retail investors. That would actually provide concrete protection.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Adam Schneider Comment On Regulatory Notice 22-08
I am a big boy enough to make investment decisions without your intervention. On the other hand, I cant control the obvious manipulation from larger investment banks that continues unpunished in many of the markets FINRA is supposed to be monitoring. It would be appreciated if current regulations could be enforced instead of burdening retail investors. That would actually provide concrete protection.