Allow us the right to invest what we want. Why does the government always think they can control what its people do? If we had all these rules in place when this country was founded we would cease to exist as country. It's our hard earned money we are investing.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Adam Mackall Comment On Regulatory Notice 22-08
Allow us the right to invest what we want. Why does the government always think they can control what its people do? If we had all these rules in place when this country was founded we would cease to exist as country. It's our hard earned money we are investing.