Adam Kelley-Chown Comment On Regulatory Notice 22-08
Adam Kelley-Chown
N/A
Please stop restricting the retail investors options even further. This reeks of changing the game because some people are upset the playing field has leveled a bit, which is certainly has not.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Adam Kelley-Chown Comment On Regulatory Notice 22-08
Please stop restricting the retail investors options even further. This reeks of changing the game because some people are upset the playing field has leveled a bit, which is certainly has not.