Abhiram Karuppur Comment On Regulatory Notice 22-08
Abhiram Karuppur
N/A
I oppose the proposed rule regarding increased restrictions on trading certain funds / securities. I, and other members of the public, am capable of making investment decisions and can suitably analyze the benefits / drawbacks to various investments. Taking risks is a fundamental part of the human experience, and placing further limits on the kinds of people who can trade certain products will reduce the long-term return profile for many people. There is sufficient public information regarding how these products work and their benefits / considerations - we should not need to obtain a third party's authority to make financial decisions, especially when the third party doesn't bear any financial risk in the transaction
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Abhiram Karuppur Comment On Regulatory Notice 22-08
I oppose the proposed rule regarding increased restrictions on trading certain funds / securities. I, and other members of the public, am capable of making investment decisions and can suitably analyze the benefits / drawbacks to various investments. Taking risks is a fundamental part of the human experience, and placing further limits on the kinds of people who can trade certain products will reduce the long-term return profile for many people. There is sufficient public information regarding how these products work and their benefits / considerations - we should not need to obtain a third party's authority to make financial decisions, especially when the third party doesn't bear any financial risk in the transaction