Aaron Uitenbroek Comment On Regulatory Notice 22-08
Aaron Uitenbroek
N/A
It is entirely inappropriate to limit public access to trading L&I funds. The idea that the public needs protection from these complex products reveals only FINRAs ignorance as to the general intelligence and sophistication of the public. FINRA ought to propose a rule to limit the limits it is allowed to put on the public.
Aaron Uitenbroek Comment On Regulatory Notice 22-08
It is entirely inappropriate to limit public access to trading L&I funds. The idea that the public needs protection from these complex products reveals only FINRAs ignorance as to the general intelligence and sophistication of the public. FINRA ought to propose a rule to limit the limits it is allowed to put on the public.