Individuals should have the right to invest their money in whatever types of securities they feel most comfortable purchasing. Unnecessary regulation of securities prevents people from having the opportunity to invest in a way that makes the most sense for their future.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Aaron Lester Comment On Regulatory Notice 22-08
Individuals should have the right to invest their money in whatever types of securities they feel most comfortable purchasing. Unnecessary regulation of securities prevents people from having the opportunity to invest in a way that makes the most sense for their future.