I oppose restrictions to my right to invest in public investments, such as leveraged and inverse funds. I should be free to choose these funds doing my own research. It is not fair that only the privileged get to invest in what they want. I have a college education and plenty of other retirement savings. I should be able to make my own calculated risks. I am also willing to attest to that fact when I make these investments, just don't remove that possibility from me or make it more difficult.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Aaron Jeffries Comment On Regulatory Notice 22-08
I oppose restrictions to my right to invest in public investments, such as leveraged and inverse funds. I should be free to choose these funds doing my own research. It is not fair that only the privileged get to invest in what they want. I have a college education and plenty of other retirement savings. I should be able to make my own calculated risks. I am also willing to attest to that fact when I make these investments, just don't remove that possibility from me or make it more difficult.