It is unethical for only the rich to be able to see an opportunity in a market and not be able to invest into it. During unusual activity or volatility in the market it is essential that we all have the opportunity to invest and survive times like these.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Aaron Clark Comment On Regulatory Notice 22-08
It is unethical for only the rich to be able to see an opportunity in a market and not be able to invest into it. During unusual activity or volatility in the market it is essential that we all have the opportunity to invest and survive times like these.