No matter how the details are arranged, the SI must be reported as a true and accurate level of shares sold but not possessed, and on as close to real time as technologically possible. Maintaining an accurate and transparent market, while disadvantageous to those who would manipulate it for their gain, is an absolute necessity for the future of our economy and nation. Everything must be above board for our markets not to lose our remaining credibility and trust.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Will Fowler Comment On Regulatory Notice 21-19
No matter how the details are arranged, the SI must be reported as a true and accurate level of shares sold but not possessed, and on as close to real time as technologically possible. Maintaining an accurate and transparent market, while disadvantageous to those who would manipulate it for their gain, is an absolute necessity for the future of our economy and nation. Everything must be above board for our markets not to lose our remaining credibility and trust.