Thanks to the meme stocks community. I have learned so much about the stock market. The Senate Financial Committee investigation into naked short selling found that hedge funds, brokers, and banks were creating 1 billion phantom shares everyday. They recommended an easy method to track all shorted shares. Yet, nothing happened after 13 years, and hedge funds continue to get a slap on the wrist for breaking the law. The list of activities below illustrated how fair the market truly is. That is why I have stopped contributing to my 401K. 1. Naked Shorting 2. Abusive Shorting 3. Failure To Deliver (FTD) 4. Naked Calls Married Put 5. Hide FTDs in ITM Option 6. Dark Pools Trading Pressure 7. Payment For Order Flow 8. Label Short As Longs 9. Distraction Plays 10. Spoofing / Layering 11. Algorithm Trading 12. High Frequency Trading 13. FUD: Media Compromised 14. Manipulating Real Price By Routing Retail Orders To Dark Pools 15. Feeds On Emotion 16. Threshold List Transfer 17. Short ETFs 18. BOTs & Shills 19. SEC Complicit (Revolving Door / Regulator Capture)
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Tuan Vo Comment On Regulatory Notice 21-19
Thanks to the meme stocks community. I have learned so much about the stock market. The Senate Financial Committee investigation into naked short selling found that hedge funds, brokers, and banks were creating 1 billion phantom shares everyday. They recommended an easy method to track all shorted shares. Yet, nothing happened after 13 years, and hedge funds continue to get a slap on the wrist for breaking the law. The list of activities below illustrated how fair the market truly is. That is why I have stopped contributing to my 401K. 1. Naked Shorting 2. Abusive Shorting 3. Failure To Deliver (FTD) 4. Naked Calls Married Put 5. Hide FTDs in ITM Option 6. Dark Pools Trading Pressure 7. Payment For Order Flow 8. Label Short As Longs 9. Distraction Plays 10. Spoofing / Layering 11. Algorithm Trading 12. High Frequency Trading 13. FUD: Media Compromised 14. Manipulating Real Price By Routing Retail Orders To Dark Pools 15. Feeds On Emotion 16. Threshold List Transfer 17. Short ETFs 18. BOTs & Shills 19. SEC Complicit (Revolving Door / Regulator Capture)