T.C. Henley Comment On Regulatory Notice 21-19 T.C. Henley N/A More information is what we need to achieve the correct price signals for the market. As a small retail investor, the proposed rules would help me to have better, more up to date info on the companies that I am taking ownership in.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
T.C. Henley Comment On Regulatory Notice 21-19
More information is what we need to achieve the correct price signals for the market. As a small retail investor, the proposed rules would help me to have better, more up to date info on the companies that I am taking ownership in.