1. Illegal naked shorting needs to stop . 2. Should have mandatory, correct short interest reported daily . FTDS should be covered immediately when they are owed they shouldn’t become FTDS. Market manipulation needs to be stopped by hedge funds . An institution shouldnt be able to short any stock if they are a market maker . Conflict of interest . No more payment for order flow ! No more dark pool manipulation.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Sean Abrams Comment On Regulatory Notice 21-19
1. Illegal naked shorting needs to stop . 2. Should have mandatory, correct short interest reported daily . FTDS should be covered immediately when they are owed they shouldn’t become FTDS. Market manipulation needs to be stopped by hedge funds . An institution shouldnt be able to short any stock if they are a market maker . Conflict of interest . No more payment for order flow ! No more dark pool manipulation.