As a retail investor I would like to say I’m disgusted at my findings along with the “apes”. Now the media is covering the issues with naked shorts, dark pools, price manipulation, etc. What a time time to be alive. I as many other expect the right thing to be done and allow a free and fair market for EVERYONE. Make everyone accountable for whatever rules they broke. If the roles were reversed, they would be writing you these comments.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Raymond Toledo Comment On Regulatory Notice 21-19
As a retail investor I would like to say I’m disgusted at my findings along with the “apes”. Now the media is covering the issues with naked shorts, dark pools, price manipulation, etc. What a time time to be alive. I as many other expect the right thing to be done and allow a free and fair market for EVERYONE. Make everyone accountable for whatever rules they broke. If the roles were reversed, they would be writing you these comments.