Enforce the rules. Stop cutting deals on fines because CEO's used to work there. Make the fines hurt, instead of just being a cost of business. Stop naked shorting, regulate the dark pool, margin calls on short sellers with of lots of failures to deliver like Citadel.
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Phillip Moore Comment On Regulatory Notice 21-19
Enforce the rules. Stop cutting deals on fines because CEO's used to work there. Make the fines hurt, instead of just being a cost of business. Stop naked shorting, regulate the dark pool, margin calls on short sellers with of lots of failures to deliver like Citadel.