Marino Robles Comment On Regulatory Notice 21-19 Marino Robles N/A Hedge funds must be hold accountable for shorting companies out of business. There should be fair limit of share available for short and time of in which a stock can be shorted. Naked and synthetic shares should be illegal.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Marino Robles Comment On Regulatory Notice 21-19
Hedge funds must be hold accountable for shorting companies out of business. There should be fair limit of share available for short and time of in which a stock can be shorted. Naked and synthetic shares should be illegal.