Retail investors are already at a distinct dis advantage as far as technology and ability to manipulate like the large investors, short sales should be reported daily and the fines for manipulation should be more than a slap on the wrist where the large investors weigh fines versus profit and laugh as they take the fine Retail investors need a closer fair field of play or you will see the stock market as unfair and just buy crypto or bury gold in the back yard...please make this fair or eventually the "dumb money" will just walk away and devest from even IRAs and 401ks
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Lee Comment On Regulatory Notice 21-19
Retail investors are already at a distinct dis advantage as far as technology and ability to manipulate like the large investors, short sales should be reported daily and the fines for manipulation should be more than a slap on the wrist where the large investors weigh fines versus profit and laugh as they take the fine Retail investors need a closer fair field of play or you will see the stock market as unfair and just buy crypto or bury gold in the back yard...please make this fair or eventually the "dumb money" will just walk away and devest from even IRAs and 401ks