Jarrett Quintero Comment On Regulatory Notice 21-19
Jarrett Quintero
N/A
The fact that there is even 1 naked short is a Big problem. That should not be allowed period. And if violated... JAIL TIME!!!! Not a tiny fine equivalent to spare change the average person would give to a homeless person
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Jarrett Quintero Comment On Regulatory Notice 21-19
The fact that there is even 1 naked short is a Big problem. That should not be allowed period. And if violated... JAIL TIME!!!! Not a tiny fine equivalent to spare change the average person would give to a homeless person