James Bryan Needham Comment On Regulatory Notice 21-19
James Bryan Needham
N/A
I would like to see something done about the dark pool trading and the lack of reporting that comes from trading outside of the markets. Manipulation by routing buy orders into darkpool trading and leaving sells in the market to manipulate the price while also using the dark pools to ladder attack with synthetic shares which don't get reported needs to end. Hiding short sells in options is another item that needs attention. The global attention from millions of people in the U.S. markets is enormous and is turning it into a laughing stock. Why would anyone want to invest in a market that allows blatant fraud? These people ruined millions of lives in 2008 and got off unpunished and here they are doing it again. This is anything but a free and fair market.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
James Bryan Needham Comment On Regulatory Notice 21-19
I would like to see something done about the dark pool trading and the lack of reporting that comes from trading outside of the markets. Manipulation by routing buy orders into darkpool trading and leaving sells in the market to manipulate the price while also using the dark pools to ladder attack with synthetic shares which don't get reported needs to end. Hiding short sells in options is another item that needs attention. The global attention from millions of people in the U.S. markets is enormous and is turning it into a laughing stock. Why would anyone want to invest in a market that allows blatant fraud? These people ruined millions of lives in 2008 and got off unpunished and here they are doing it again. This is anything but a free and fair market.