I am really in the dark about how a lot of the short sale regulations apply but more in AWE at how many of them are not enforced. Market Makers and companies like citadel should have to report ALL of what they do, should be held to a much higher standard and not be able to manipulate the markets through synthetic shares, dark pools and the like. It is basically stealing money from the retail investors and it needs to stop. In my opinion it needs to go back to trading only in methods that allow real pricing, real order flow data and REAL SHARES to be used. If the market continues to ignore enforcement and allow the fraud to continue you're going to see a mass exodus of the retail trader to alternate wealth generation methods. Hell, we'd be just as likely to grow our wealth in Vegas! Please do something to correct this NOW!!
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Greg Hutchins Comment On Regulatory Notice 21-19
I am really in the dark about how a lot of the short sale regulations apply but more in AWE at how many of them are not enforced. Market Makers and companies like citadel should have to report ALL of what they do, should be held to a much higher standard and not be able to manipulate the markets through synthetic shares, dark pools and the like. It is basically stealing money from the retail investors and it needs to stop. In my opinion it needs to go back to trading only in methods that allow real pricing, real order flow data and REAL SHARES to be used. If the market continues to ignore enforcement and allow the fraud to continue you're going to see a mass exodus of the retail trader to alternate wealth generation methods. Hell, we'd be just as likely to grow our wealth in Vegas! Please do something to correct this NOW!!