Respectfully, Much of what FINRA is “considering” regarding the reporting of Short Selling, Reporting, disclosures, and transparency is all needed to protect not only retail investors both domestic and abroad, but to ensure there is confidence in the US stock market. A failure to close loopholes from hedge funds and create a fair and equitable platform where investors get “real” pricing, and manipulation through short selling, converting bonds to stock, dark pool trading, and mass manipulation of the price will have long term ramifications and make it MUCH harder to fix in the future the longer FINRA and the SEC allows this to happen. As a tax payer and investor I encourage FINRA and other regulatory bodies to enforce the rules you create with an emphasis on closing loopholes not based on comments by people like me, but because it is simply the right thing to do, and Fair!
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Darrell Jones Comment On Regulatory Notice 21-19
Respectfully, Much of what FINRA is “considering” regarding the reporting of Short Selling, Reporting, disclosures, and transparency is all needed to protect not only retail investors both domestic and abroad, but to ensure there is confidence in the US stock market. A failure to close loopholes from hedge funds and create a fair and equitable platform where investors get “real” pricing, and manipulation through short selling, converting bonds to stock, dark pool trading, and mass manipulation of the price will have long term ramifications and make it MUCH harder to fix in the future the longer FINRA and the SEC allows this to happen. As a tax payer and investor I encourage FINRA and other regulatory bodies to enforce the rules you create with an emphasis on closing loopholes not based on comments by people like me, but because it is simply the right thing to do, and Fair!