Breckan Naylor Comment On Regulatory Notice 21-19 Breckan Naylor N/A Every share should be tracked with unique identifier. Every share should be located and lent once only. Every order should be delivered T+2 or fails mean 10x cost penalty. Every short position should be updated with FINRA daily.
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Breckan Naylor Comment On Regulatory Notice 21-19
Every share should be tracked with unique identifier. Every share should be located and lent once only. Every order should be delivered T+2 or fails mean 10x cost penalty. Every short position should be updated with FINRA daily.