Bernhard Langer Comment On Regulatory Notice 21-19
Bernhard Langer
N/A
Please note my comments as below: Rule 1. All short sale shall be reported to finra by end of each settlement day. Rule 2. Finra shall make public report the day to day short sale by end of settlement day or the trading week. Rule 3. All unused loaned shares shall be reported to finra by end of settlement day. Rule 4. Finra shall make public the outstanding unused loaned share by end of settlement day of a trading week. Rule 5. All threshold securities sho regulation shall be reported daily with full accounting of fail to deliver end by end of settlement day. Rule 6. Finra shall enforce FTD purchase upon noncompliance with 2 settlement days. Too many international investors are getting harvested by outdated and not enforced rules in the USA. In order to bring all to the same level rules as above should bringing international rules and US rules closer closing the currently existing gap of information made publicly available
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Bernhard Langer Comment On Regulatory Notice 21-19
Please note my comments as below: Rule 1. All short sale shall be reported to finra by end of each settlement day. Rule 2. Finra shall make public report the day to day short sale by end of settlement day or the trading week. Rule 3. All unused loaned shares shall be reported to finra by end of settlement day. Rule 4. Finra shall make public the outstanding unused loaned share by end of settlement day of a trading week. Rule 5. All threshold securities sho regulation shall be reported daily with full accounting of fail to deliver end by end of settlement day. Rule 6. Finra shall enforce FTD purchase upon noncompliance with 2 settlement days. Too many international investors are getting harvested by outdated and not enforced rules in the USA. In order to bring all to the same level rules as above should bringing international rules and US rules closer closing the currently existing gap of information made publicly available