Every institution should have to report their short position(s) immediately and be made public. The time is takes for market makers to cover failure to delivers on the thresh hold list needs to be reduced from 13 days to 3 days. All failure to delivers should be reported T+2 days. The penalty for creating synthetic shares should be the same as creating counterfeit fiat. Fines for market manipulation should be equitable to said profits made by manipulation. High frequency trading should be illegal. Any entity should not be allowed to be a market maker and a hedge fund at the same time, this is conflict of interest and not legal.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Ben Lynch Comment On Regulatory Notice 21-19
Every institution should have to report their short position(s) immediately and be made public. The time is takes for market makers to cover failure to delivers on the thresh hold list needs to be reduced from 13 days to 3 days. All failure to delivers should be reported T+2 days. The penalty for creating synthetic shares should be the same as creating counterfeit fiat. Fines for market manipulation should be equitable to said profits made by manipulation. High frequency trading should be illegal. Any entity should not be allowed to be a market maker and a hedge fund at the same time, this is conflict of interest and not legal.