Arthur Henderson Comment On Regulatory Notice 21-19
Arthur Henderson
None
I think none of the rule are being put in place are followed by hedge funds,payment for Oder flow should be ban, short selling should be cut to a minimum,the threshold list they’re not following,these people makes the market look bad we as retail investors see all the manipulation and are tried of it now what are the regulators are going to do about it.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Arthur Henderson Comment On Regulatory Notice 21-19
I think none of the rule are being put in place are followed by hedge funds,payment for Oder flow should be ban, short selling should be cut to a minimum,the threshold list they’re not following,these people makes the market look bad we as retail investors see all the manipulation and are tried of it now what are the regulators are going to do about it.