Amy Lewis Comment On Regulatory Notice 21-19 Amy Lewis N/A Please implement and enforce with all due haste. Abusive short-selling is destroying faith in US markets. More reporting, oversight, and accountability are needed to ensure robust investment in the future.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Amy Lewis Comment On Regulatory Notice 21-19
Please implement and enforce with all due haste. Abusive short-selling is destroying faith in US markets. More reporting, oversight, and accountability are needed to ensure robust investment in the future.