Hello, I believe FINRA has the power to do the right thing. Retail investors need protection from the power and corruption of many financial institutions, with their lobbying and access to greater resources than retail traders. FINRA should enhance their regulation of harmful behaviours from these financial institutions.
Anonymous-AM Comment On Regulatory Notice 21-19
Hello, I believe FINRA has the power to do the right thing. Retail investors need protection from the power and corruption of many financial institutions, with their lobbying and access to greater resources than retail traders. FINRA should enhance their regulation of harmful behaviours from these financial institutions.