Transparency is very important to a free and fair market. Understandably, market makers need to "make the market" with points of anninumy. However, if those loopholes can be used to create legal manipulation of the markets, a fair balance of transparency should be developed. With transparency no market maker should be allowed to "make the market" with their and their clients' best interest involved. With a reform of the "loopholes" the fair and free trade market allows for capital to grow and prove that as a free nation, we as a nation have all of the same freedom as an equal. Until that happens, we will constantly be in this battle of "class warfare". Bottom line, it isn't us versus them. It isn't us versus you. It is the people fighting for recieving a fair and free market.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
A.J. Comment On Regulatory Notice 21-19
Transparency is very important to a free and fair market. Understandably, market makers need to "make the market" with points of anninumy. However, if those loopholes can be used to create legal manipulation of the markets, a fair balance of transparency should be developed. With transparency no market maker should be allowed to "make the market" with their and their clients' best interest involved. With a reform of the "loopholes" the fair and free trade market allows for capital to grow and prove that as a free nation, we as a nation have all of the same freedom as an equal. Until that happens, we will constantly be in this battle of "class warfare". Bottom line, it isn't us versus them. It isn't us versus you. It is the people fighting for recieving a fair and free market.