This proposal has nothing to do with investor protection or market integrity. In a free republic, companies should be free to create their own human resource policies that fit their competitive needs under the law. FINRA should not use their monopoly to push any agenda that is unrelated to customer protection and market integrity.
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Anonymous Comment On Regulatory Notice 21-17
This proposal has nothing to do with investor protection or market integrity. In a free republic, companies should be free to create their own human resource policies that fit their competitive needs under the law. FINRA should not use their monopoly to push any agenda that is unrelated to customer protection and market integrity.