Notice to Members FYI December 2002
For Your Information
Published Date:
- NASD Reminds Firms of E-Mail Address Established to Report System Outages to Market Regulation Department
- Web-Based Appointment Scheduling and Confirmation System for Online Exam Scheduling Is Now Available
- Qualification Updates
- 2002-2003 Filing Due Dates
- Updated Anti-Money Laundering Online Training Course
- Elimination of Free-Riding Questionnaires