FINRA Publishes Appendix C.II. Data; Delays Publishing Appendix B Data

Appendix C.II. Data

On February 28, 2017, FINRA published Appendix C.II. data for the months of April 2016 through January 2017.  Going forward, each month’s data will be available on FINRA’s website by the 30th calendar day of the following month. Access the Appendix C.II. data. 

Delay in Publishing Appendix B Data

FINRA and the other Participants have requested an exemption from Section VII(A) of the Plan to permit the Participants to further delay website publication of Appendix B data until April 28, 2017. View FINRA’s rule filing implementing this date delay.