Audit Trail Reimbursement Billing Data (ATRBI)

Pursuant to FINRA Rule 6897, FINRA is making publicly available Audit Trail Reimbursement Billing (ATRBI) data. Please find below details for the current month and prior month billing cycles. 

Prospective CAT Cost 
Recovery Fee 2024-1 

FINRA Billing to 
Member Firms

CAT LLC Billing 
to FINRA

Variance

Month/Year BilledCurrent Month Cumulative Current Month Cumulative Current Month Cumulative 
Oct-24 $3,862,741.52  $3,862,741.52  $3,976,351.47$3,976,351.47   $ (113,609.95)  $ (113,609.95)