For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
| Date Sort ascending | Title | Description |
|---|---|---|
| Jun 09, 2022 | Election Notice - 06/09/22 | FINRA Board Large Firm Governor Election
|
| May 16, 2022 | Election Notice – 05/16/22 | Nominee for Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: Thursday, June 30, 2022
Due to a change in firm affiliations, the Large Firm Governor nominee listed in this Election Notice no longer qualifies for re-election. A special election for the Large Firm Governor seat will take place in the near future. The Small Firm Governor Election is not impacted and will proceed as announced in this Notice. |
| Dec 15, 2021 | Election Notice – 12/15/21 | FINRA Announces SFAC, Regional Committee and NAC Election Results and Appointments
|
| Oct 19, 2021 | Election Notice – 10/19/21 | Notice of SFAC Election and Mailing of Ballots
Ballot Due Date: November 18, 2021
|
| Oct 19, 2021 | Election Notice – 10/19/21 | Notice of FINRA Regional Committee Elections and Mailing of Ballots
Ballots Due: November 18, 2021
|
| Sep 01, 2021 | Election Notice – 9/1/21 | Call for Candidates for Upcoming FINRA Small Firm Advisory Committee Election
Nomination Deadline: October 1, 2021
|
| Sep 01, 2021 | Election Notice – 9/1/21 | Call for Candidates for Upcoming FINRA Regional Committee Election
Nomination Deadline: October 1, 2021
|
| Aug 02, 2021 | Election Notice – 8/2/21 | Notice of Annual Meeting of FINRA Firms and Election Proxy
|
| Jun 04, 2021 | Election Notice – 6/4/21 | Nominees for Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: Monday, July 19, 2021
|
| Dec 15, 2020 | Election Notice – 12/15/20 | FINRA Announces Regional Committee, SFAC and NAC Election Results and Appointments
|
| Oct 20, 2020 | Election Notice – 10/20/20 | Notice of SFAC Election and Mailing of Ballots
Ballot Due Date: November 19, 2020
|
| Oct 20, 2020 | Election Notice – 10/20/20 | Notice of FINRA Regional Committee Elections and Mailing of Ballots
Ballots Due: November 19, 2020
|
| Sep 01, 2020 | Election Notice – 9/1/20 | Call for Candidates for Upcoming Election to Fill FINRA Regional Committee Vacancies
Nomination Deadline: October 1, 2020
|
| Sep 01, 2020 | Election Notice – 9/1/20 | Call for Candidates in the Upcoming FINRA Small Firm Advisory Committee Election
Nomination Deadline: October 1, 2020
|
| Aug 17, 2020 | Election Notice – 8/17/20 | FINRA Announces Nomination Process to Fill Upcoming Vacancies on the National Adjudicatory Council
Petitions for Candidacy Due: October 1, 2020
|
| Jul 08, 2020 | Election Notice – 7/8/20 | Notice of Annual Meeting of FINRA Firms and Election Proxy
|
| May 08, 2020 | Election Notice – 5/8/20 | Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: Monday, June 22, 2020
|
| Dec 19, 2019 | Election Notice – 12/19/19 | FINRA Announces Regional Committee, SFAC and NAC Election Results and Appointments
|
| Oct 21, 2019 | Election Notice – 10/21/19 | Notice of SFAC Election and Mailing of Ballots
Ballot Due Date: November 20, 2019
|
| Oct 21, 2019 | Election Notice – 10/21/19 | Notice of FINRA Regional Committee Elections and Mailing of Ballots
Ballot Due Date: November 20, 2019
|
| Sep 04, 2019 | Election Notice – 9/4/19 | Call for Candidates in the Upcoming FINRA Small Firm Advisory Committee Election
Nomination Deadline: October 4, 2019
|
| Sep 04, 2019 | Election Notice – 9/4/19 | Call for Candidates for Upcoming Election to Fill FINRA Regional Committee Vacancies
Nomination Deadline: October 4, 2019
|
| Aug 20, 2019 | Election Notice – 8/20/19 | FINRA Announces Nomination Process to Fill Upcoming Firm Vacancies on the National Adjudicatory Council
Petitions for Candidacy Due: October 4, 2019
|
| Jul 19, 2019 | Election Notice – 7/19/19 | Notice of Annual Meeting of FINRA Firms and Proxy
|
| May 24, 2019 | Election Notice – 5/24/19 | Upcoming FINRA Board of Governors Election
|