FINRA Exam Question Challenge Form

Candidates who have taken a FINRA exam and want to challenge the specific content of one or more questions on that exam should complete and submit this form within 30 days of their exam testing date. For a list of FINRA exams, including the SIE, visit finra.org/finra_exams. Candidates must complete all required fields and include detailed information for each challenged exam question. FINRA will provide a written response within 20 days of the receipt of your challenge form.

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First Name

Last Name

Email Address

Daytime Phone

Individual CRD/TESS Number

Exam Taken

Date of Exam

I am currently registered with a BD Firm

Firm CRD Number

Description of Content Challenge

This question is for testing whether or not you are a human visitor and to prevent automated spam submissions.