Individual Exam Statuses

EVEP Credit

EVEP_CREDIT

While valid, indicates an individual is qualified for the registration associated with the exam for fulfilling the requirements of NASAA’s Exam Validity Extension Program (EVEP).

Credit

CREDIT

While valid, indicates an individual is qualified for the registration(s) associated with the exam due to passing alternate exam(s), or; an individual with a terminated FINRA qualification enrolled in the Maintaining Qualifications Program (MQP) and fulfilled the requirements of the MQP.

Developed a Need

DEVELOPED_NEED

Indicates the exam is required as a co-requisite for a requested registration and the exam needs to be requested by the firm.

Exam Previously Taken

EXAM_PRVLY_TAKEN

Indicates the exam was previously taken.

Funds Deficient

FUNDS_DEFICIENT

Indicates the firm does not hold sufficient funds in its FlexFunding account to open the exam window.

Passed

PASSED

Indicates the candidate passed the exam.

Failed

FAILED

Indicates the candidate failed the exam.

Official Waiver

OFFICIAL_WAIVR

Indicates the candidate received a waiver to obtain the qualification.

Requested

REQUESTED

Indicates the exam has been requested and there is a waiting period before the candidate can take the exam.

Scheduled

SCHEDULED

Indicates the exam has been scheduled.

Window Expired

EXPIRED

Indicates the exam window expired.

Withdrawn

WITHDRAW

Indicates the request to take the exam has been withdrawn.