CRD-access Organizations
Scheduled Maintenance: The exam enrollment system is unavailable due to maintenance, between Friday, November 8, 9 p.m. (ET) until Sunday, November 10, 11 a.m. (ET). Please visit this site again after the stated maintenance period to enroll for the exam. We apologize for any inconvenience.
Organizations with access to CRD can request exam enrollment through a Form U4 submission, directly enroll individuals for the SIE by uploading required information to the system, and purchase SIE exam vouchers to provide to individuals.
For details about uploading the required information and purchasing SIE exam vouchers, see the User Guide for Requesting SIE Enrollments.
Note: All enrollments will be charged to the firm's Flex-Funding Account. If you do not want to use the Flex-Funding Account, please see “Other Organizations.”