For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
| SUGGESTED ROUTING |
Registration
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Expanded Sign-In Procedures
Concerns always exist regarding proper identification of candidates who are taking exams and training. A single finger imprint procedure will be added to our sign-in procedure to help address this issue.
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Senior Management
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Executive Summary
| SUGGESTED ROUTING |
Internal Audit
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The NASD® will observe the following holiday schedule for 1996:
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January 1 |
New Year's Day |
| SUGGESTED ROUTING |
Internal Audit
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Martin Luther King, Jr., Day: Trade Date-Settlement Date Schedule
| SUGGESTED ROUTING |
Senior Management
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As of November 20, 1995, the following 76 issues joined the Nasdaq National Market®, bringing the total number of issues to 3,946:
| SUGGESTED ROUTING |
Senior Management
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As of November 29, 1995, the following bonds were added to the Fixed Income Pricing System (FIPSSM).