Notice To Members 94-83
SUGGESTED ROUTING |
Institutional |
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
SUGGESTED ROUTING |
Institutional |
SUGGESTED ROUTING |
Senior Management |
Executive Summary
SUGGESTED ROUTING |
Legal & Compliance |
SUGGESTED ROUTING |
Internal Audit |
The NASD will observe the following holiday schedule for 1995:
January 2 |
New Year's Day (observance) |
SUGGESTED ROUTING |
Legal & Compliance |
As of September 29, 1994, the following 49 issues joined the Nasdaq National Market, bringing the total number of issues to 3,725:
Symbol |
SUGGESTED ROUTING |
Senior Management |
As of September 30, 1994, the following bonds were added to the Fixed Income Pricing System (FIPSSM). These bonds are not subject to mandatory quotation:
SUGGESTED ROUTING |
Senior Management |
SUGGESTED ROUTING |
Legal & Compliance |
SUGGESTED ROUTING |
Legal & Compliance |
As of October 27, 1994, the following 45 issues joined the Nasdaq National Market, bringing the total number of issues to 3,732:
Symbol |
SUGGESTED ROUTING |
Senior Management |
As of October 31, 1994, the following bonds were added to the Fixed Income Pricing System (FIPSSM). These bonds are not subject to mandatory quotation: