Notice To Members 93-75
SUGGESTED ROUTING |
Legal & Compliance |
As of September 24, 1993, the following 41 issues joined the Nasdaq National Market®, bringing the total number of issues to 3,264:
Symbol |
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
SUGGESTED ROUTING |
Legal & Compliance |
As of September 24, 1993, the following 41 issues joined the Nasdaq National Market®, bringing the total number of issues to 3,264:
Symbol |
Last Voting Date: December 31, 1993
SUGGESTED ROUTING |
Senior Management |
Executive Summary
SUGGESTED ROUTING |
Senior Management |
Executive Summary
SUGGESTED ROUTING |
Senior Management |
Executive Summary
SUGGESTED ROUTING |
Legal & Compliance |
The Nasdaq Stock MarketSM and the securities exchanges will be closed on Friday, December 24, 1993, in observance of Christmas Day. "Regular way" transactions made on the preceding business days will be subject to the settlement date schedule listed below.
SUGGESTED ROUTING |
Legal & Compliance |
As of October 25, 1993, the following 77 issues joined the Nasdaq National Market®, bringing the total number of issues to 3,325:
Symbol |
SUGGESTED ROUTING |
Senior Management |
Executive Summary
Last Voting Date: January 31, 1994
SUGGESTED ROUTING |
Corporate Finance |
Executive Summary
SUGGESTED ROUTING |
Senior Management |
Executive Summary
Effective Date: December 15, 1993
SUGGESTED ROUTING |
Senior Management |
Executive Summary