| SUGGESTED ROUTING |
Senior Management |
Executive Summary
Beginning March 1, 1994, the NASD will assess an $85 surcharge on all initial and transfer Form U-4 filings that require a Special Registration Review (SRR) of information reportable on Page 3 of this Form.
Background
| SUGGESTED ROUTING |
Legal & Compliance |
As of January 27, 1994, the following 43 issues joined the Nasdaq National Market®, bringing the total number of issues to 3,499:
|
Symbol |
| SUGGESTED ROUTING |
Senior Management |
Executive Summary
| SUGGESTED ROUTING |
Senior Management |
Executive Summary
| SUGGESTED ROUTING |
Senior Management |
Executive Summary
| SUGGESTED ROUTING |
Senior Management |
Executive Summary
| SUGGESTED ROUTING |
Senior Management |
Executive Summary
| SUGGESTED ROUTING |
Senior Management |
Executive Summary
| SUGGESTED ROUTING |
Senior Management |
On January 31, 1994, the Securities Investor Protection Corporation (SIPC) instituted a direct payment procedure for:
McCarley and Associates, Inc.
242A South Pleasantburg Drive
Greenville, SC 29606
| SUGGESTED ROUTING |
Legal & Compliance |
The Nasdaq Stock Market™ and the securities exchanges will be closed on Good Friday, April 1, 1994. "Regular way" transactions made on the business days noted below will be subject to the following schedule: