Notice To Members 92-14
SUGGESTED ROUTING:* |
Internal Audit |
SUGGESTED ROUTING:* |
Internal Audit |
SUGGESTED ROUTING:* |
Internal Audit |
As of February 24, 1992, the following 58 issues joined the Nasdaq National Market, bringing the total number of issues to 2,725:
SUGGESTED ROUTING |
Senior Management Government Securities Institutional Internal Audit Legal & Compliance Municipal Operations Syndicate Trading Training *These are suggested departments only. Others may be appropriate for your firm. |
EXECUTIVE SUMMARY
SUGGESTED ROUTING:* |
Senior Management |
EXECUTIVE SUMMARY
SUGGESTED ROUTING:* |
Senior Management |
EXECUTIVE SUMMARY
SUGGESTED ROUTING:* |
Senior Management |
EXECUTIVE SUMMARY
SUGGESTED ROUTING:* |
Senior Management |
EXECUTIVE SUMMARY
SUGGESTED ROUTING:* |
Senior Management |
On June 30, 1988, the maximum Small Order Execution System (SOES) order size for all Nasdaq National Market securities was established as follows:
SUGGESTED ROUTING:* |
Senior Management |
On February 24, 1992, the United States District Court for the District of Kansas appointed the Securities Investor Protection Corporation (SIPC) trustee for:
SUGGESTED ROUTING:* |
Internal Audit |