| FINRA.org

Notice To Members 91-20

SUGGESTED ROUTING:*

Senior Management
Internal Audit
Legal & Compliance
*These are suggested departments only. Others may be appropriate for your firm.

EXECUTIVE SUMMARY

Notice To Members 91-21

SUGGESTED ROUTING:*

Senior Management
Legal & Compliance
Operations
Trading
*These are suggested departments only. Others may be appropriate for your firm.

EXECUTIVE SUMMARY

Notice To Members 91-22

SUGGESTED ROUTING:*

Senior Management
Internal Audit
Operations
Trading
*These are suggested departments only. Others may be appropriate for your firm.

On June 30, 1988, the maximum Small Order Execution System (SOES) order size for all Nasdaq National Market System (Nasdaq/NMS) securities was established as follows:

Notice To Members 91-23

SUGGESTED ROUTING:*

Internal Audit
Operations
Systems
Trading
*These are suggested departments only. Others may be appropriate for your firm.

As of March 13, 1991, the following 13 issues joined Nasdaq/NMS, bringing the total number of issues to 2,545:

Notice To Members 91-24

SUGGESTED ROUTING:*

Senior Management
Legal & Compliance
Registration
*These are suggested departments only. Others may be appropriate for your firm.

MAIL VOTE

EXECUTIVE SUMMARY

Notice To Members 91-25

SUGGESTED ROUTING:*

Senior Management
Internal Audit
Legal & Compliance
Mutual Fund
Training
*These are suggested departments only. Others may be appropriate for your firm.

EXECUTIVE SUMMARY

Notice To Members 91-26

SUGGESTED ROUTING:*

Senior Management
Legal & Compliance
Mutual Fund
Registration
*These are suggested departments only. Others may be appropriate for your firm.

EXECUTIVE SUMMARY

Notice To Members 91-27

SUGGESTED ROUTING:*

Senior Management
Internal Audit
Legal & Compliance
Registration
*These are suggested departments only. Others may be appropriate for your firm.

EXECUTIVE SUMMARY

Notice To Members 91-28

SUGGESTED ROUTING:*

Senior Management
Legal & Compliance
Operations
Registration
Training
*These are suggested departments only. Others may be appropriate for your firm.

EXECUTIVE SUMMARY

Notice To Members 91-29

SUGGESTED ROUTING:*

Internal Audit
Legal & Compliance
Municipal
Operations
Syndicate
Systems
Trading
*These are suggested departments only. Others may be appropriate for your firm.

Subscribe to