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Notice To Members 90-1

SUGGESTED ROUTING*

Legal & Compliance
Operations
Registration
Training

*These are suggested departments only. Others may be appropriate for your firm.

REQUEST FOR COMMENTS

EXECUTIVE SUMMARY

Notice To Members 90-2

SUGGESTED ROUTING*

Senior Management
Legal & Compliance
Registration
Training

*These are suggested departments only. Others may be appropriate for your firm.

EXECUTIVE SUMMARY

Notice To Members 90-3

SUGGESTED ROUTING*

Senior Management
Legal & Compliance
Operations
Registration

*These are suggested departments only. Others may be appropriate for your firm.

EXECUTIVE SUMMARY

Notice To Members 90-4

SUGGESTED ROUTING*

Internal Audit
Legal & Compliance
Municipal
Operations
Syndicate
Systems
Trading

*These are suggested departments only. Others may be appropriate for your firm.

Notice To Members 90-5

SUGGESTED ROUTING*

Internal Audit
Operations
Systems
Trading

*These are suggested departments only. Others may be appropriate for your firm.

Notice To Members 90-6

SUGGESTED ROUTING*

Corporate Finance
Government Securities
Internal Audit
Legal & Compliance
Municipal
Mutual Fund
Operations
Options
Registration
Research
Syndicate
Systems
Trading
Training

*These are suggested departments only. Others may be appropriate for your firm.

Notice To Members 90-7

SUGGESTED ROUTING*

Internal Audit
Legal & Compliance
Municipal
Operations
Syndicate
Systems
Trading

*These are suggested departments only. Others may be appropriate for your firm.

Notice To Members 90-8

SUGGESTED ROUTING*

Internal Audit
Operations
Systems
Trading

*These are suggested departments only. Others may be appropriate for your firm.

Notice To Members 90-9

SUGGESTED ROUTING*

Senior Management
Legal & Compliance
Operations
Systems
Trading

*These are suggested departments only. Others may be appropriate for your firm.

Notice To Members 90-10

SUGGESTED ROUTING*

Senior Management
Corporate Finance
Legal & Compliance
Syndicate
Training

*These are suggested departments only. Others may be appropriate for your firm.

MAIL VOTE

EXECUTIVE SUMMARY

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