SUGGESTED ROUTING* |
Senior Management |
*These are suggested departments only. Others may be appropriate for your firm.
On September 8, the United States District Court for the Northern District of New Jersey appointed a SIPC trustee for Fairweather (George R.) Securities, Inc., 75 Montgomery Street, Jersey City, New Jersey.
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SUGGESTED ROUTING* |
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Internal Audit |
*These are suggested departments only. Others may be appropriate for your firm.
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SUGGESTED ROUTING* |
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Senior Management |
*These are suggested departments only. Others may be appropriate for your firm.
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SUGGESTED ROUTING* |
SUGGESTED ROUTING* |
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Corporate Finance |
*These are suggested departments only. Others may be appropriate for your firm.
The NASD Board of Governors has approved an increase in the corporate financing filing fee for all public offerings filed with its Corporate Financing Department effective October 1,1988.
SUGGESTED ROUTING* |
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Senior Management |
*These are suggested departments only. Others may be appropriate for your firm.
EXECUTIVE SUMMARY
SUGGESTED ROUTING* |
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Municipal |
*These are suggested departments only. Others may be appropriate for your firm.
The schedule of trade dates/settlement dates below reflects the observance by the financial community of Veteran's Day and Thanksgiving Day.
SUGGESTED ROUTING* |
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Senior Management |
*These are suggested departments only. Others may be appropriate for your firm.
EXECUTIVE SUMMARY
| SUGGESTED ROUTING* |
| Senior Management Legal & Compliance Operations Registration Trading Training |
*These are suggested departments only. Others may be appropriate for your firm.
EXECUTIVE SUMMARY
SUGGESTED ROUTING* |
|
Senior Management |
*These are suggested departments only. Others may be appropriate for your firm.
EXECUTIVE SUMMARY