Rule 11T. Effect of Definitions
Amended: February 27, 2006, effective March 8, 2006 (NYSE-2005-77). Amended by SR-FINRA-2019-009 eff. May 8, 2019. |
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
Amended: February 27, 2006, effective March 8, 2006 (NYSE-2005-77). Amended by SR-FINRA-2019-009 eff. May 8, 2019. |
Amended by SR-FINRA-2019-009 eff. May 8, 2019. |
Amended: June 14, 2007 (NYSE-2007-51). |
Amended: March 14, 1977. Amended by SR-FINRA-2019-009 eff. May 8, 2019. |
The Temporary Dual FINRA-NYSE Member Rule Series (formerly Incorporated NYSE Rules and Incorporated NYSE Rule Interpretations) will apply solely to those members of FINRA that are also members of NYSE on or after July 30, 2007 ("Dual Members"). The Temporary Dual FINRA-NYSE Member Rule Series will apply to the same categories of persons to which they apply as of July 30, 2007.